Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Austin Lis is a financial professional with over 2 years of experience in the industry. Michael holds the Series 7, 63 and 79 securities licenses and is currently registered with Zions Direct, Inc. in California. Michael was previously registered with CREDIT AGRICOLE SECURITIES (USA) INC. in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
07/23/2024 - Present
Zions Direct, Inc. (El Segundo CA)
NY
10/08/2021 - 10/28/2022
CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)
BC
Issued 11/01/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/18/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/08/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/20/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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