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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Paul Serfillippi is a registered investment advisor with MML Investors Services, LLC. Michael has been in the financial services industry since 2008. He is licensed in Connecticut and Massachusetts and has a Series 7, Series 24, Series 52, Series 53, and Series 99TO license. Michael also holds the SIE exam. He provides asset allocation programs, financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MA
01/04/2019 - Present
MML Investors Services, LLC (SPRINGFIELD MA)
CT
05/05/2008 - 12/03/2018
PEOPLE'S SECURITIES, INC. (BRIDGEPORT CT)
BOTH
Issued 7/7/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/22/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 7/28/2008
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/28/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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