Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Harrington is a financial advisor with over 20 years of experience in the financial services industry. Michael is currently registered with LPL Financial LLC and has previously held positions with INVEST FINANCIAL CORPORATION, FIRST LEGACY SECURITIES, LLC, SUNTRUST SECURITIES, INC., RELIANCE SECURITIES, LLC, LINSCO/PRIVATE LEDGER CORP., WACHOVIA SECURITIES, INC., WACHOVIA BROKERAGE SERVICE, and ASCEND FINANCIAL SERVICES, INC. Michael holds the Series 7, Series 63, and Series 65 licenses and is a Chartered Financial Consultant. Michael specializes in providing financial planning, investment management, and retirement planning services to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
GA
02/14/2018 - Present
LPL Financial LLC (DAWSONVILLE GA)
GA
07/23/2009 - 02/14/2018
INVEST FINANCIAL CORPORATION (CUMMING GA)
GA
02/04/2005 - 07/23/2009
FIRST LEGACY SECURITIES, LLC (DAWSONVILLE GA)
GA
10/08/2004 - 02/07/2005
SUNTRUST SECURITIES, INC. (ATLANTA GA)
AL
07/07/2004 - 09/27/2004
RELIANCE SECURITIES, LLC (HELENA AL)
SC
01/31/2001 - 07/16/2004
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NC
02/14/2000 - 01/31/2001
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NC
11/05/1999 - 02/14/2000
WACHOVIA BROKERAGE SERVICE (WINSTON SALEM NC)
MN
09/27/1996 - 10/26/1999
ASCEND FINANCIAL SERVICES, INC. (ST. PAUL MN)
IA
Issued 12/01/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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