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Michael August Prazak

Northwestern Mutual Investment Services, LLC

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About Michael August Prazak

Michael August Prazak is a financial professional with over 24 years of experience in the financial services industry. Michael is currently registered as a Registered Representative with Northwestern Mutual Investment Services, LLC. Michael has been with Northwestern Mutual Investment Services, LLC since August 1998. Previously, Michael worked for Robert W. Baird & Co. Incorporated. Michael has Series 6, 63, and 65 licenses, and the SIE exam. Michael is licensed to sell securities in Idaho, Louisiana, Montana, South Carolina, Tennessee, Texas, and Virginia. Michael may earn commissions from insurance companies not affiliated with Northwestern Mutual for sales of non-variable life, health, annuity and/or disability income insurance products.

Firm Information

Michael Prazak is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

2445 Technology Forest

THE WOODLANDS, TX 77381

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Michael Prazak’s Registration & Firm History

TX

07/02/2008 - Present

Northwestern Mutual Investment Services, LLC (THE WOODLANDS TX)

WI

04/27/2000 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 6/27/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 7/6/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/24/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael August Prazak.
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