Unclaimed
Michael Prazak is a financial advisor with Northwestern Mutual Investment Services, LLC in THE WOODLANDS, TX. Michael has been in the industry since 1998. Michael is registered as a Broker/Dealer and Investment Advisor Representative in Texas. Michael has passed the Series 6, Series 63 and Series 65 exams. Michael is also a Registered Representative with the Financial Industry Regulatory Authority (FINRA). Michael's current firm has 2,399 registered representatives, 2,341 investment advisor representatives and 2,181 licensed agents. Northwestern Mutual Investment Services, LLC has 1 client, with a total of $0 in regulatory assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
TX
07/02/2008 - Present
Northwestern Mutual Investment Services, LLC (THE WOODLANDS TX)
WI
04/27/2000 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 06/27/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/06/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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