Unclaimed
Michael August Kroenke is a financial advisor with Wells Fargo Clearing Services, LLC. Michael is a licensed financial advisor with over 40 years of experience. Michael holds FINRA Series 3, 7, 8, 63 and 65 licenses and has worked for various firms, including Robert W. Baird & Co. Incorporated, Kirkpatrick, Pettis, Smith, Polian Inc., Dain Bosworth Incorporated, Rodman & Renshaw Inc., E. F. Hutton & Company Inc. and Kidder, Peabody & Co. Incorporated. Michael is registered in Arizona, Arkansas, Colorado, Florida, Illinois, Kansas, Michigan, Missouri, New Mexico, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KS
05/01/2010 - Present
Wells Fargo Clearing Services, LLC (OVERLAND PARK KS)
MO
04/30/2002 - 05/13/2010
ROBERT W. BAIRD & CO. INCORPORATED (KANSAS CITY MO)
NE
10/24/1997 - 05/03/2002
KIRKPATRICK, PETTIS, SMITH, POLIAN INC. (OMAHA NE)
NA
09/30/1994 - 11/11/1997
DAIN BOSWORTH INCORPORATED
IL
11/03/1992 - 10/17/1994
RODMAN & RENSHAW INC. (CHICAGO IL)
MO
09/04/1990 - 12/02/1992
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NA
07/05/1989 - 09/04/1990
BOETTCHER & COMPANY, INC.
NY
04/11/1988 - 07/26/1989
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
03/05/1984 - 04/11/1988
E. F. HUTTON & COMPANY INC
NA
06/23/1981 - 03/02/1984
KIDDER, PEABODY & CO. INCORPORATED
IA
Issued 05/14/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/01/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/18/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/1988
Series 3 - National Commodity Futures Examination
BC
Issued 06/20/1981
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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