Unclaimed
Michael Aubrey Raitt is a registered representative and investment advisor representative with Gradient Securities, LLC. Michael has been in the financial industry since 1998 and has experience in securities and advisory services, tax preparation, residential mortgage loan organization and processing, sales of insurance products and college assistance services, and real estate management. Michael also offers financial planning, pension consulting, selection of other advisors, and portfolio management for individuals. Michael is licensed in Arkansas, California, Colorado, Connecticut, Florida, Georgia, Illinois, Louisiana, New Mexico, North Carolina, South Carolina, Texas, and Virginia. Michael has been registered with WRP INVESTMENTS, INC., SECURITIES AMERICA, INC., and PFS INVESTMENTS INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
MN
03/09/2023 - Present
Gradient Securities, LLC (ARDEN HILLS MN)
TX
10/02/2006 - 12/31/2012
WRP INVESTMENTS, INC. (PLANO TX)
TX
02/09/2001 - 09/22/2006
SECURITIES AMERICA, INC. (DALLAS TX)
GA
06/09/1998 - 02/14/2001
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 02/26/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/03/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/29/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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