Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Aspery Dempsey is a financial advisor with over 30 years of experience in the industry. Dempsey is currently registered with Robert W. Baird & Co. Inc., where has been working since 2007. Prior to that, Dempsey was registered with Morgan Stanley & Co., Incorporated, Morgan Stanley DW Inc., Robert W. Baird & Co. Incorporated, PaineWebber Incorporated, Provident Securities & Investment Company, and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
KY
03/13/2017 - Present
Robert W. Baird & Co. Inc. (Ft Wright KY)
KY
04/02/2007 - 05/22/2007
MORGAN STANLEY & CO., INCORPORATED (EDGEWOOD KY)
KY
11/28/2003 - 04/02/2007
MORGAN STANLEY DW INC. (EDGEWOOD KY)
WI
08/12/1996 - 12/08/2003
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
NJ
04/25/1994 - 08/19/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
OH
09/01/1992 - 04/26/1994
PROVIDENT SECURITIES & INVESTMENT COMPANY (COLUMBUS OH)
NY
07/17/1991 - 08/11/1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 09/09/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/31/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/18/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 07/16/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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