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Michael Ashley

Cantor Fitzgerald & Co.

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About Michael Ashley

Michael Ashley is a financial professional with over 30 years of experience in the industry. Michael is currently registered with Cantor Fitzgerald & Co. in Massachusetts. Michael has held previous registrations with several firms including Patrick Capital Markets, LLC, Locorr Distributors, LLC, Quasar Distributors, LLC, Highmark Funds Distributors, Inc., PFPC Distributors, Inc., IFMG Securities, Inc., Fidelity Investments Institutional Services Company, Inc., Dean Witter Reynolds Inc., and B. C. Ziegler and Company. Michael holds a Series 7, Series 31, and Series 63 license.

Firm Information

Michael Ashley is currently registered with Cantor Fitzgerald & Co.. Cantor Fitzgerald & Co. is a partnership formed on September 25, 1992, with a presence in 52 states and the District of Columbia, as well as federal SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

291

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Ashley’s Registration & Firm History

MA

06/25/2024 - Present

Cantor Fitzgerald & Co. (BOSTON MA)

CA

01/29/2024 - 07/16/2024

PATRICK CAPITAL MARKETS, LLC (Irvine CA)

MN

03/31/2014 - 04/30/2023

LOCORR DISTRIBUTORS, LLC (EXCELSIOR MN)

ME

08/09/2010 - 12/12/2012

QUASAR DISTRIBUTORS, LLC (PORTLAND ME)

ME

01/06/2009 - 07/12/2010

HIGHMARK FUNDS DISTRIBUTORS, INC. (PORTLAND ME)

ME

05/27/2008 - 12/31/2008

PFPC DISTRIBUTORS, INC. (PORTLAND ME)

MA

07/31/2006 - 07/25/2007

IFMG SECURITIES, INC. (BOSTON MA)

RI

01/27/1994 - 01/23/2006

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

NY

11/25/1988 - 01/17/1994

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

IL

04/21/1987 - 06/02/1988

B. C. ZIEGLER AND COMPANY (CHICAGO IL)

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Licenses & Designations

BC

Issued 05/01/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/13/1993

Series 31 - Futures Managed Funds Examination

BC

Issued 04/18/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Michael Ashley.
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