Unclaimed
Michael Scott is a financial advisor with Tiaa-Cref Individual & Institutional Services, LLC. Michael has been in the industry since December 2019 and has earned the Series 63, Series 26, Series 6TO, and SIE exams. Michael is registered in North Carolina and is currently an active advisor with Tiaa-Cref Individual & Institutional Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NC
12/21/2019 - Present
Tiaa-Cref Individual & Institutional Services, LLC (CHARLOTTE NC)
BC
Issued 12/30/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/03/2020
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 12/21/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/06/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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