Unclaimed
Michael Arthur Napier is a financial advisor at Fidelity Brokerage Services LLC. Michael is registered in 53 states. Michael has been in the industry since December 10, 2016. Michael has passed several industry exams including the Series 7, Series 63, Series 9, Series 10, and Series 4. Michael has been registered with Fidelity Brokerage Services LLC since March 20, 2019. Previously, Michael was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated from November 1, 2016 to February 7, 2019.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
03/20/2019 - Present
Fidelity Brokerage Services LLC (JACKSONVILLE FL)
FL
11/01/2016 - 02/07/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
BC
Issued 11/29/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/09/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/15/2021
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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