Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Jones is a financial advisor with Gordon Dyal & Co., LLC. Michael has been in the industry since 2020. Michael is registered with FINRA and holds Series 7, 79TO and SIE licenses. Michael has a state law examination license in Series 63. Michael is registered with the state of New Hampshire, New York and Virginia. Michael previously worked at Prudential Securities Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
03/16/2021 - Present
Gordon Dyal & CO., LLC (New York NY)
NY
02/13/1997 - 04/24/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 11/23/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/16/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/09/2021
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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