Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Arthur Dower is a financial advisor with over 40 years of experience in the industry. Michael currently works at RBC Capital Markets, LLC. Michael has previously held positions at UBS Financial Services Inc., Wells Fargo Advisors, LLC, George K. Baum & Company, PaineWebber Incorporated, Dain Bosworth Incorporated, Rodman & Renshaw Inc., and Stern Brothers & Co. Michael has a wide range of experience in the financial services industry, including securities, commodities, and investment advisory services. Michael holds a variety of licenses and certifications, including Series 3, 5, 7TO, 8, 24, 63, and 65. Michael is also registered with the state of Kansas as a Registered Representative and Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
KS
08/21/2019 - Present
RBC Capital Markets, LLC (LEAWOOD KS)
KS
05/31/2013 - 09/04/2018
UBS FINANCIAL SERVICES INC. (LEAWOOD KS)
KS
03/03/2000 - 06/04/2013
WELLS FARGO ADVISORS, LLC (OVERLAND PARK KS)
MO
08/02/1996 - 03/07/2000
GEORGE K. BAUM & COMPANY (KANSAS CITY MO)
NJ
01/24/1994 - 08/09/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
04/18/1989 - 01/28/1994
DAIN BOSWORTH INCORPORATED
NA
04/20/1987 - 04/20/1989
RODMAN & RENSHAW INC.
NA
11/10/1986 - 05/01/1987
STERN BROTHERS & CO.
NA
05/29/1981 - 11/21/1986
DAIN, BOSWORTH INCORPORATED
IA
Issued 12/28/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/15/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/10/1987
Series 24 - General Securities Principal Examination
BC
Issued 06/18/1982
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/2010
Series 3 - National Commodity Futures Examination
BC
Issued 10/17/1981
Series 5 - Interest Rate Options Examination
BC
Issued 10/21/1971
Series 1 - Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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