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Michael Arthur Cugini

Stifel, Nicolaus & Company, Inc.

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About Michael Arthur Cugini

Michael Arthur Cugini is a financial advisor at Stifel, Nicolaus & Company, Inc. located in BOCA RATON, FL. Michael has been in the industry since March 13, 1990, and has a strong track record of success. Michael is registered to sell securities in Florida. Michael specializes in a variety of financial products and services, including investments in stocks, bonds, mutual funds, and other financial products. Michael is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.

Firm Information

Michael Cugini is currently registered with Stifel, Nicolaus & Company, Inc.. Stifel, Nicolaus & Company, Inc. is a corporation headquartered in ST LOUIS, MO, United States. Founded in 1900, the firm provides financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, individuals, and pooled investment vehicles. With over 5,000 registered representatives and $149.2 billion in regulatory assets under management, the firm serves a wide range of clients including high-net-worth individuals, corporations, and institutional investors.
Stifel, Nicolaus & Company, Inc.

501 N BROADWAY

ST LOUIS, MO 63102

$149.25B

Assets Under Management

Not reported

Total Clients

4,272

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Michael Cugini’s Registration & Firm History

FL

07/31/2007 - Present

Stifel, Nicolaus & Company, Inc. (BOCA RATON FL)

FL

02/28/2006 - 07/31/2007

RYAN BECK & CO. (BOCA RATON FL)

FL

10/23/2002 - 03/14/2006

R. SEELAUS & CO.,INC. (BOCA RATON FL)

NY

01/02/1997 - 10/23/2002

FAHNESTOCK & CO. INC. (NEW YORK NY)

NA

09/10/1996 - 12/20/1996

INTERCREDIT CAPITAL MARKETS, INC.

NY

03/30/1995 - 01/17/1996

DAVID LERNER ASSOCIATES, INC. (SYOSSET NY)

NY

12/03/1992 - 02/27/1995

GRUNTAL & CO. INCORPORATED (NEW YORK NY)

MA

02/12/1992 - 12/11/1992

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

02/12/1992 - 12/11/1992

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

NY

06/24/1986 - 02/25/1989

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/11/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/11/1992

Series 7 - General Securities Representative Examination

BC

Issued 03/28/1988

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Michael Arthur Cugini.
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