Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Arlington Swartz is a registered representative with Truist Securities, Inc. Michael has been in the securities industry since November 28, 2007. Michael has a Series 7, Series 86, Series 87, and Series 63 license as well as the SIE. Michael is registered in 52 states and the District of Columbia. Michael was previously employed by FIG PARTNERS, LLC in Atlanta, Georgia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
GA
06/25/2008 - Present
Truist Securities, Inc. (ATLANTA GA)
GA
09/19/2007 - 04/14/2008
FIG PARTNERS, LLC (ATLANTA GA)
BC
Issued 06/22/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2007
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/20/2007
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 06/13/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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