Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Chamberlain is a financial advisor registered with Cetera Investment Advisers LLC. Michael has been working in the financial industry since 1999. Michael's current registrations include Series 6, Series 7, Series 63, Series 66, Series 24, Series 52, Series 53, and Series 99. Michael has been registered with Cetera Investment Advisers LLC since 2020. Prior to joining Cetera Investment Advisers LLC, Michael was a registered representative with First Allied Securities, Inc. and Cetera Advisor Networks LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
03/10/2022 - Present
Cetera Investment Advisers LLC (SAN DIEGO CA)
TX
08/05/2013 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (HARLINGEN TX)
CA
01/14/2022 - 03/04/2022
CETERA ADVISOR NETWORKS LLC (SAN DIEGO CA)
CA
04/13/2020 - 03/04/2022
CETERA ADVISORS LLC (SAN DIEGO CA)
TX
01/09/2007 - 08/06/2013
NFP SECURITIES, INC. (AUSTIN TX)
TX
12/18/2006 - 01/10/2007
CHASE INVESTMENT SERVICES CORP. (AUSTIN TX)
TX
07/05/2005 - 10/26/2006
A I M DISTRIBUTORS, INC. (HOUSTON TX)
IL
01/23/2004 - 07/01/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
TX
09/01/2003 - 12/04/2003
A I M DISTRIBUTORS, INC. (HOUSTON TX)
TX
08/21/2000 - 09/01/2003
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
TX
05/21/1999 - 08/14/2000
A I M DISTRIBUTORS, INC. (HOUSTON TX)
BOTH
Issued 12/21/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/20/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/30/2013
Series 4 - Registered Options Principal Examination
BC
Issued 11/9/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 6/8/2007
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/10/2007
Series 7 - General Securities Representative Examination
BC
Issued 5/20/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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