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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Archie Fazio is a financial advisor with over 25 years of experience. Michael is currently registered with LPL Financial LLC. Michael has a Series 7, Series 63 and Series 65 licenses and has been registered with FINRA since 2008. Previously Michael worked for Mercer Allied Company, L.P. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Michael is licensed in Arizona, California, Colorado, Connecticut, Delaware, Florida, Georgia, Illinois, Indiana, Maine, Massachusetts, Nevada, New Hampshire, New York, North Carolina, Pennsylvania, Rhode Island, South Carolina, Texas, and Vermont.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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MA
01/09/2018 - Present
LPL Financial LLC (GREAT BARRINGTON MA)
NY
05/20/1996 - 10/29/1998
MERCER ALLIED COMPANY, L.P. (COHOES NY)
NY
04/10/1992 - 02/26/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 03/14/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/28/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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