Unclaimed
Michael Aprigliano is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Michael is a registered representative, investment advisor representative. Michael has been in the financial services industry since 2003. Michael holds Series 7 and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
05/05/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PARAMUS NJ)
NJ
10/14/2016 - 01/06/2022
J.P. MORGAN SECURITIES LLC (UPPER MONTCLAIR NJ)
NJ
12/03/2015 - 10/18/2016
WELLS FARGO ADVISORS, LLC (SCOTCH PLAINS NJ)
NY
10/01/2012 - 11/18/2015
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NJ
08/13/2008 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (RIDGEWOOD NJ)
NJ
05/29/2007 - 07/31/2008
CITIGROUP GLOBAL MARKETS INC. (FORT LEE NJ)
NJ
03/19/2007 - 05/29/2007
CITICORP INVESTMENT SERVICES (FORT LEE NJ)
NJ
03/10/2006 - 02/14/2007
A. G. EDWARDS & SONS, INC. (MARLTON NJ)
MA
12/04/2003 - 03/14/2006
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
12/04/2003 - 03/14/2006
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BOTH
Issued 03/23/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/23/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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