Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Del vecchio is a financial advisor at UBS Financial Services Inc. He has been in the financial services industry since 1982 and has experience working with clients in a variety of industries and sectors. Michael is a registered representative and investment advisor representative in multiple states, and holds the Series 7, Series 31, Series 63 and Series 65 licenses. He is also a member of the Poway Chamber of Commerce.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
01/08/2016 - Present
UBS Financial Services Inc. (SAN DIEGO CA)
CA
06/01/2009 - 01/14/2016
MORGAN STANLEY (SAN DIEGO CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SAN DIEGO CA)
CA
11/04/2005 - 04/02/2007
MORGAN STANLEY DW INC. (SAN DIEGO CA)
NY
09/14/1988 - 11/15/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NA
10/30/1987 - 09/07/1988
THOMAS GREEN/SAN DIEGO SECURITIES INCORPORATED
NA
09/23/1982 - 11/05/1987
SAN DIEGO SECURITIES INCORPORATED
NA
12/22/1981 - 08/06/1982
FIRST AFFILIATED SECURITIES, INC.
IA
Issued 02/13/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/28/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 11/21/1981
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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