Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Anthony Williams is a financial advisor with Wells Fargo Clearing Services, LLC. Michael has been in the financial services industry since 2002. Michael is registered in Colorado and Texas as an investment advisor representative. Michael holds Series 6, 7, 63 and 65 licenses. Michael is a Certified Financial Planner. Michael has experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated and MML Investors Services, Inc. Michael is also a landlord, treasurer of a social club, and provides investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
11/07/2018 - Present
Wells Fargo Clearing Services, LLC (LAKEWOOD CO)
CO
03/31/2008 - 11/08/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DENVER CO)
CO
08/04/2006 - 04/07/2008
MML INVESTORS SERVICES, INC. (DENVER CO)
CO
06/04/2002 - 08/07/2006
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (DENVER CO)
IA
Issued 08/16/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/21/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/2008
Series 7 - General Securities Representative Examination
BC
Issued 04/18/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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