Unclaimed
Michael Anthony Watson has been in the securities industry since 2004. Michael is currently registered with ICE Bonds Securities Corp. and ICE Securities Execution & Clearing, LLC. Michael has a Series 7, Series 63, Series 99TO, and a SIE license. Michael has previously worked at TMC BONDS L.L.C., CURVATURE SECURITIES LLC, and COWEN EXECUTION SERVICES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/25/2020 - Present
ICE Bonds Securities Corp. (NEW YORK NY)
NY
03/27/2020 - 06/03/2020
TMC BONDS L.L.C. (New York NY)
NJ
09/28/2018 - 01/24/2019
CURVATURE SECURITIES LLC (Bedminster NJ)
NY
09/06/2002 - 03/19/2018
COWEN EXECUTION SERVICES LLC (NEW YORK NY)
BC
Issued 07/03/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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