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Michael Anthony Velarde

Raymond James & Associates, Inc.

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About Michael Anthony Velarde

Michael Anthony Velarde is a financial advisor at Raymond James & Associates, Inc. Michael has over 30 years of experience in the financial services industry. Michael's career began in 1987 and includes previous roles at WELLS FARGO CLEARING SERVICES, LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, CITIGROUP GLOBAL MARKETS INC. and LEHMAN BROTHERS INC. Michael holds the Series 3, 7, 31, 63, and 65 licenses, and has completed the Securities Industry Essentials (SIE) Exam. Michael is registered with the following states: Arizona, California, Colorado, Kansas, Massachusetts, New Mexico, New York, Ohio, Pennsylvania, Texas and Washington. Michael specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and corporations. Michael is dedicated to helping clients achieve their financial goals.

Firm Information

Michael Velarde is currently registered with Raymond James & Associates, Inc.. Raymond James & Associates, Inc. is a corporation headquartered in St. Petersburg, Florida, that was formed in February 1969. With a team of over 7,700 licensed agents, investment adviser representatives, and registered representatives, the firm manages over $433 billion in assets for a diverse clientele including high-net-worth individuals, corporations, insurance companies, pension plans, and charitable organizations. Raymond James offers a wide range of advisory services including financial planning, pension consulting, educational seminars, and portfolio management for individuals, businesses, and investment companies. The firm is registered with the Securities and Exchange Commission and is licensed to operate in all 50 states and the District of Columbia.
Raymond James & Associates, Inc.

880 CARILLON PARKWAY

ST. PETERSBURG, FL 33716

$433.81B

Assets Under Management

2,313

Total Clients

6,961

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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please see note in schedule d - miscellaneous

Please see note in schedule d - miscellaneous

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Michael Velarde’s Registration & Firm History

TX

07/15/2021 - Present

Raymond James & Associates, Inc. (EL PASO TX)

TX

08/26/2011 - 07/19/2021

WELLS FARGO CLEARING SERVICES, LLC (EL PASO TX)

TX

11/25/2005 - 08/30/2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (EL PASO TX)

NY

07/31/1993 - 10/20/2005

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

10/02/1989 - 07/31/1993

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

07/22/1987 - 10/13/1989

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 08/06/1992

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/26/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/08/2004

Series 3 - National Commodity Futures Examination

BC

Issued 11/17/1995

Series 31 - Futures Managed Funds Examination

BC

Issued 07/18/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 5 public disclosures for Michael Anthony Velarde. Review regulatory record here.
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