Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Van Raaphorst is a financial advisor who has been in the industry since April 26, 2005. Michael is currently registered with Franklin Distributors, LLC. Michael previously worked at Legg Mason Investor Services, LLC and Legg Mason Wood Walker, Incorporated. Michael is licensed to provide investment advice in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Michael has a Series 7, Series 24, Series 63, and SIE licenses. Michael has over 15 years of experience in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/30/2008 - Present
Franklin Distributors, LLC (NEW YORK NY)
CA
12/01/2005 - 12/31/2006
LEGG MASON INVESTOR SERVICES, LLC (SAN MATEO CA)
MD
10/28/2003 - 12/01/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BC
Issued 07/25/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/03/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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