Unclaimed
Michael Anthony Tramonte is a registered representative with Tradestation Securities, Inc. Michael has been in the securities industry since 2004. Michael's career has taken him from Ardour Capital Investments, LLC to Dresdner Kleinwort Securities LLC. Michael holds Series 7, Series 63, and Series 7TO licenses as well as the SIE exam. Michael is registered in Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/04/2021 - Present
Tradestation Securities, Inc. (NEW YORK NY)
NY
04/28/2006 - 11/30/2009
DRESDNER KLEINWORT SECURITIES LLC (NEW YORK NY)
NY
11/11/2004 - 09/08/2005
ARDOUR CAPITAL INVESTMENTS, LLC (LONG BEACH NY)
BC
Issued 07/25/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/04/2021
Series 7TO - General Securities Representative Examination
BC
Issued 11/09/2020
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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