Unclaimed
Michael Anthony Thompson is a financial advisor with over 20 years of experience in the financial services industry. Michael is a Registered Representative with Series 3, 4, 7 and 63 licenses. Michael currently works for Thompson Capital Management, LLC, located in Indian Head Park, IL, and also has a portfolio manager position with Little Harbor Advisors, LLC. Michael is a Chartered Financial Analyst (CFA) and has experience advising individuals and institutional clients. Michael has experience in portfolio management, financial planning, investment management, and asset management. Michael focuses on providing investment advice to high-net-worth individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
04/02/2019 - Present
Thompson Capital Management, LLC (INDIAN HEAD PARK IL)
IL
08/02/2000 - 01/28/2004
WILLIAM BLAIR & COMPANY L.L.C. (CHICAGO IL)
BC
Issued 01/25/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/27/2002
Series 4 - Registered Options Principal Examination
BC
Issued 12/19/2008
Series 3 - National Commodity Futures Examination
BC
Issued 08/01/2000
Series 7 - General Securities Representative Examination
Active
Inactive
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