Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Tartaglia is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. Michael has been in the financial services industry for over 16 years. Michael has a wide range of experience, having worked at Fidelity Brokerage Services LLC and Northwestern Mutual Investment Services, LLC in the past. Michael is registered to provide investment advice in 24 states and is also a registered representative of Merrill Lynch, Pierce, Fenner & Smith Inc.. Michael is a Series 7, Series 9, Series 10, Series 24, and Series 66 licensed professional. Michael also holds a SIE certification.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/06/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (TALLAHASSEE FL)
FL
03/12/2015 - 04/20/2016
FIDELITY BROKERAGE SERVICES LLC (JACKSONVILLE FL)
FL
04/25/2014 - 03/05/2015
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (JACKSONVILLE FL)
FL
09/12/2006 - 03/24/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
BOTH
Issued 12/13/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/23/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/01/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/12/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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