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Michael Anthony Staffieri

Rovin Capital

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About Michael Anthony Staffieri

Michael Staffieri is an investment advisor representative with Rovin Capital. Michael has been in the financial services industry for over 35 years. He is a Chartered Financial Consultant. Michael is licensed in California and has over 20 years of experience providing investment advice. Prior to joining Rovin Capital, Michael was a registered representative at First Allied Securities, Inc.

Firm Information

Michael Staffieri is currently registered with Rovin Capital. Rovin Capital is a financial advisor headquartered in Mesa, Arizona. They manage approximately $596,130,000 in assets for a total of 2,034 clients. Their services include financial planning, selection of other advisors, portfolio management for individuals, and portfolio management for pooled investment vehicles.
Rovin Capital

1 N. MACDONALD

MESA, AZ 85201

$596.13M

Assets Under Management

Not reported

Total Clients

9

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Michael Staffieri’s Registration & Firm History

AZ

01/01/2025 - Present

Rovin Capital (MESA AZ)

CA

11/13/2009 - 05/16/2017

FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)

CA

10/09/1985 - 11/30/2009

LINCOLN FINANCIAL SECURITIES CORPORATION (SAN DIEGO CA)

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Licenses & Designations

IA

Issued 03/25/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/14/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/16/2017

SIE - Securities Industry Essentials Examination

BC

Issued 02/05/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/07/1985

Series 22 - Direct Participation Programs Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Michael Anthony Staffieri. Review regulatory record here.
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