Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Anthony Roy is a registered investment advisor representative with Fidelity Personal and Workplace Advisors. Michael Roy is a registered representative with the firm, holding Series 6, 7, and 66 licenses. Michael Roy has been working in the financial industry since 1995. Michael Roy is active in Massachusetts and Texas. Michael Roy has been affiliated with Fidelity Personal and Workplace Advisors since 2018. Before Fidelity Personal and Workplace Advisors, Michael Roy worked at Investment Professionals, Inc., Pershing LLC, DWS Investments Distributors, Inc, Columbia Funds Distributor, Inc., Liberty Securities Corporation, and John Hancock Distributors, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
11/07/2019 - Present
Fidelity Personal AND Workplace Advisors (BOSTON MA)
MA
03/15/2012 - 07/15/2013
INVESTMENT PROFESSIONALS, INC. (TEWKSBURY MA)
MA
08/18/2010 - 12/06/2010
PERSHING LLC (QUINCY MA)
IL
06/07/2004 - 08/25/2010
DWS INVESTMENTS DISTRIBUTORS, INC (CHICAGO IL)
MA
03/14/1996 - 05/19/2004
COLUMBIA FUNDS DISTRIBUTOR, INC. (BOSTON MA)
NY
07/06/1993 - 04/07/1994
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
MA
02/20/1992 - 05/20/1993
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
02/20/1992 - 05/20/1993
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BOTH
Issued 10/04/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/21/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/2005
Series 7 - General Securities Representative Examination
BC
Issued 02/18/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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