Unclaimed
Michael Anthony Rosso is a financial advisor with Benjamin F. Edwards & Company, Inc. Michael has been in the financial industry since 1989. Michael has worked for several other financial institutions, including Wells Fargo Advisors, LLC, A. G. Edwards & Sons, Inc., Wachovia Securities, LLC, Prudential Securities Incorporated, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Michael is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Michael offers a range of financial services, including financial planning, portfolio management, and retirement planning. Michael is committed to providing clients with personalized service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MO
06/15/2016 - Present
Benjamin F. Edwards & Company, Inc. (ST. LOUIS MO)
OH
01/01/2008 - 06/17/2013
WELLS FARGO ADVISORS, LLC (CANTON OH)
OH
10/16/2006 - 01/03/2008
A. G. EDWARDS & SONS, INC. (CANTON OH)
OH
10/04/1996 - 10/19/2006
WACHOVIA SECURITIES, LLC (CANTON OH)
NY
05/06/1991 - 10/21/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/18/1989 - 05/15/1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
05/01/1984 - 08/16/1984
FIRST INVESTORS CORPORATION
IA
Issued 11/17/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/07/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1989
Series 7 - General Securities Representative Examination
BC
Issued 04/30/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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