Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Anthony Romano is a financial advisor currently registered with Arete Wealth Management, LLC. Michael has been active in the financial industry since 2006. Michael is a licensed Series 7, 24, 63 and 99TO registered representative. Michael is a Principal at Arete Wealth Management. Prior to joining Arete Wealth Management, Michael was a registered representative with Center Street Securities, Inc., Newbridge Securities Corporation and Tradestation Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TN
02/08/2021 - Present
Arete Wealth Management, LLC (Nashville TN)
TN
08/16/2016 - 04/05/2024
CENTER STREET SECURITIES, INC. (NASHVILLE TN)
FL
11/16/2011 - 09/01/2016
NEWBRIDGE SECURITIES CORPORATION (BOCA RATON FL)
FL
03/19/2007 - 10/11/2011
NEWBRIDGE SECURITIES CORPORATION (FT. LAUDERDALE FL)
FL
10/12/2001 - 02/07/2002
TRADESTATION SECURITIES, INC. (PLANTATION FL)
NA
11/02/1981 - 01/19/1982
ROONEY, PACE INC.
NA
07/20/1981 - 09/12/1981
JOHN MUIR & CO.
BC
Issued 08/06/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 09/04/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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