Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Rogers is a financial advisor with over 30 years of experience in the industry. Michael is registered with both LPL Financial LLC and 360 Financial, providing a wide range of services to individuals, businesses, and institutions. Michael has a strong track record of success, having worked with clients in numerous states across the US.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MN
08/24/2021 - Present
LPL Financial LLC (WAYZATA MN)
MN
10/30/1995 - 08/30/2013
COMMONWEALTH FINANCIAL NETWORK (MINNEAPOLIS MN)
NY
01/19/1993 - 11/03/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NJ
11/04/1989 - 01/07/1993
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 09/03/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/14/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 10/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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