Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Anthony Ricciardi is a financial advisor registered with Empower Advisory Group, LLC and has been in the industry since February 4, 2000. Michael Anthony Ricciardi holds the following licenses: Series 63, Series 66, Series 7 and Series 26. Michael Anthony Ricciardi has worked for Prudential Investment Management Services LLC, Nationwide Securities Corporation and Greenway Capital Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
10/23/2023 - Present
Empower Advisory Group, LLC (STATEN ISLAND NY)
NY
04/13/2007 - 04/04/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (STATEN ISLAND NY)
NJ
01/06/2003 - 11/18/2005
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NJ
03/24/1997 - 12/14/2000
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
FL
10/10/1996 - 11/01/1996
NATIONWIDE SECURITIES CORPORATION (VALRICO FL)
NY
04/02/1996 - 10/23/1996
GREENWAY CAPITAL CORP. (NEW YORK CITY NY)
BOTH
Issued 10/19/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/30/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2010
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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