Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Putnam is a financial advisor with over 29 years of experience in the financial services industry. Michael is currently registered with Piper Sandler & Co., and has previously held positions at DEUTSCHE BANK SECURITIES INC., WEEDEN & CO.L.P., FRIEDMAN, BILLINGS, RAMSEY & CO., INC., FIRST ALBANY CORPORATION, J.P. MORGAN SECURITIES INC., CHASE SECURITIES INC., W.R. HAMBRECHT + CO., LLC, VOLPE BROWN WHELAN & COMPANY, LLC, HAMBRECHT & QUIST INCORPORATED and WINTHROP SECURITIES CO., INC. Michael has a broad range of experience in the financial services industry, and holds licenses in 17 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/19/2018 - Present
Piper Sandler & Co. (SAN FRANCISCO CA)
CA
08/04/2011 - 01/18/2018
DEUTSCHE BANK SECURITIES INC. (SAN FRANCISCO CA)
CA
06/20/2006 - 07/14/2011
WEEDEN & CO.L.P. (GREENBRAE CA)
CA
04/28/2003 - 06/09/2006
FRIEDMAN, BILLINGS, RAMSEY & CO., INC. (LOS ANGELES CA)
NY
02/05/2002 - 03/27/2003
FIRST ALBANY CORPORATION (NEW YORK NY)
NY
05/01/2001 - 09/20/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
02/05/2001 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
08/14/2000 - 02/05/2001
CHASE SECURITIES INC. (NEW YORK NY)
CA
02/18/2000 - 08/15/2000
W.R. HAMBRECHT + CO., LLC (SAN FRANCISCO CA)
CA
03/15/1995 - 12/20/1999
VOLPE BROWN WHELAN & COMPANY, LLC (SAN FRANCISCO CA)
CA
09/23/1993 - 03/01/1995
HAMBRECHT & QUIST INCORPORATED (SAN FRANCISCO CA)
MA
07/22/1991 - 05/15/1992
WINTHROP SECURITIES CO., INC. (BOSTON MA)
BC
Issued 06/25/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/28/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/26/1993
Series 7 - General Securities Representative Examination
BC
Issued 07/19/1991
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Michael Putnam is the right advisor for you? Invested Better is here to help.
