Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Pugliese is an investment advisor representative and registered principal at Sorrento Pacific Financial, LLC in Dedham, MA. Michael has been in the financial services industry since 1990 and is experienced in financial planning, portfolio management, and pension consulting. He serves individuals, families, and businesses. Michael's previous employment includes Santander Securities LLC and CUSO Financial Services, LP.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
06/14/2017 - Present
Sorrento Pacific Financial, LLC (DEDHAM MA)
MA
06/30/2016 - 06/01/2017
SANTANDER SECURITIES LLC (ROXBURY MA)
MA
05/21/2012 - 06/09/2016
CUSO FINANCIAL SERVICES, L.P. (HADLEY MA)
CT
02/10/2012 - 05/25/2012
LPL FINANCIAL LLC (MANCHESTER CT)
CT
05/07/2010 - 08/26/2011
ALLSTATE FINANCIAL SERVICES, LLC (SIMSBURY CT)
CT
06/26/2008 - 04/28/2010
ING FINANCIAL PARTNERS, INC. (GLASTONBURY CT)
CT
05/17/2006 - 06/27/2008
NEWALLIANCE INVESTMENTS, INC. (GLASTONBURY CT)
CT
06/06/2005 - 04/05/2006
PEOPLE'S SECURITIES, INC. (BRIDGEPORT CT)
RI
06/01/2004 - 06/20/2005
CCO INVESTMENT SERVICES CORP. (JOHNSTON RI)
CT
03/21/2002 - 05/10/2004
PEOPLE'S SECURITIES, INC. (BRIDGEPORT CT)
NY
11/13/2001 - 03/25/2002
QUICK & REILLY, INC. (NEW YORK NY)
RI
12/08/1997 - 11/22/1999
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
TX
03/16/1987 - 10/10/1996
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NA
12/26/1986 - 03/06/1987
BLINDER, ROBINSON & CO.,INC.
IA
Issued 03/30/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/30/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/10/2000
Series 27 - Financial and Operations Principal Examination
BC
Issued 03/16/2000
Series 24 - General Securities Principal Examination
BC
Issued 05/31/1989
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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