Unclaimed
Michael Anthony Procaccio has been in the financial services industry since 1994. Michael is currently registered with Cetera Investment Advisers LLC and has been with them since 2004. Michael has previously worked with NSA Securities Corporation and Terra Securities Corporation. Michael has a Series 6, Series 63, and Series 65 license. Michael also holds the SIE license. Michael is registered in Arizona, Florida, Illinois, Maryland, Michigan, Missouri, North Carolina, Ohio, and Wisconsin. Michael is a Registered Representative (RR) and Investment Advisor Representative (IAR) for Cetera Investment Advisers LLC. Michael Anthony Procaccio specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals. Michael Anthony Procaccio is also involved with the business Pro Financial Services Group, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
05/21/2004 - Present
Cetera Investment Advisers LLC (ROSELLE IL)
IL
10/08/2001 - 05/10/2004
NSA SECURITIES CORPORATION (SCHAUMBURG IL)
IL
08/24/1994 - 10/04/2001
TERRA SECURITIES CORPORATION (SCHAUMBURG IL)
IA
Issued 12/15/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/23/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/23/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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