Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Anthony Posner is an investment advisor representative with Charles Schwab & CO., Inc. based in Encino, California. Michael is registered with the state of California and other states across the country. Michael has been in the financial services industry since 2002. Prior to Charles Schwab & CO., Inc., Michael was with TD Ameritrade, Inc. and New England Securities. Michael has a Series 7, Series 31 and Series 66 license and SIE exam. Michael is a registered investment advisor representative, offering financial planning services, selection of other advisors, and wrap fee program sponsor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CA
01/26/2022 - Present
Charles Schwab & CO., Inc. (Encino CA)
CA
06/30/2014 - 05/19/2024
TD AMERITRADE, INC. (Los Angeles CA)
CA
07/05/2010 - 06/09/2014
NEW ENGLAND SECURITIES (WOODLAND HILLS CA)
CA
03/18/2008 - 03/26/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CULVER CITY CA)
CA
08/29/2005 - 01/31/2008
PRESIDIO CAPITAL ADVISORS, LLC (LOS ANGELES CA)
NY
05/10/2001 - 08/29/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 05/25/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 05/07/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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