Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Anthony Mullen is a registered representative with B. Riley Wealth Advisors, Inc. and B. Riley Wealth Private Shares. Michael has been in the financial services industry since 1989. Michael holds multiple securities licenses and is currently registered with the state of New Jersey and New York. Michael's previous employers include National Securities Corporation, Winslow, Evans & Crocker, Inc., Gunnallen Financial, Inc, Joseph Stevens & Company, Inc., A.S. Goldmen & Co., Inc., and D. H. Blair & Co., Inc.. Michael provides financial planning, pension consulting, educational seminars, portfolio management for businesses and individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
06/23/2021 - Present
B. Riley Wealth Advisors, Inc. (Red Bank NJ)
NY
05/30/2008 - 07/22/2022
NATIONAL SECURITIES CORPORATION (NEW YORK NY)
MA
01/23/2020 - 06/10/2021
WINSLOW, EVANS & CROCKER, INC. (BOSTON MA)
NY
04/12/2006 - 06/06/2008
GUNNALLEN FINANCIAL, INC (STATEN ISLAND NY)
NY
04/25/1994 - 04/28/2006
JOSEPH STEVENS & COMPANY, INC. (STATEN ISLAND NY)
NJ
08/29/1991 - 05/02/1994
A.S. GOLDMEN & CO., INC. (RED BANK NJ)
NY
08/22/1989 - 08/16/1991
D. H. BLAIR & CO., INC. (NEW YORK NY)
IA
Issued 12/31/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/14/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/05/2006
Series 4 - Registered Options Principal Examination
BC
Issued 04/08/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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