Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Anthony Maxwell is a financial advisor with Vanguard Marketing Corp. He has over 30 years of experience in the financial services industry. Michael holds the Series 63, Series 7, and SIE licenses. He is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Michael's firm, Vanguard Marketing Corp., is an independent broker-dealer that provides a wide range of financial products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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PA
12/23/1993 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 08/29/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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