Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Anthony Massimino has been in the financial industry since January 3, 1995. Michael is currently registered with Imperial Capital, LLC in the state of New York, New Jersey, California, Connecticut and Texas. Michael has a strong background in equities trading and previously worked at T3 Trading Group, LLC, Maxim Group LLC, The Benchmark Company, LLC, WJB Capital Group, Inc., Leerink Swann LLC, Fulcrum Global Partners LLC, ABN AMRO Securities LLC, Bear, Stearns & Co. Inc., Commonwealth Associates and Spencer Trask Securities Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
08/30/2021 - Present
Imperial Capital, LLC (NEW YORK NY)
NY
04/23/2013 - 07/21/2021
IMPERIAL CAPITAL, LLC (NEW YORK NY)
NY
10/24/2012 - 04/22/2013
T3 TRADING GROUP, LLC (NEW YORK NY)
NY
02/28/2012 - 10/24/2012
MAXIM GROUP LLC (NEW YORK NY)
NJ
01/30/2012 - 02/27/2012
THE BENCHMARK COMPANY, LLC (RED BANK NJ)
NY
10/01/2008 - 01/12/2012
WJB CAPITAL GROUP, INC. (NEW YORK NY)
NY
08/18/2003 - 08/27/2008
LEERINK SWANN LLC (NEW YORK NY)
NY
12/17/2001 - 06/20/2003
FULCRUM GLOBAL PARTNERS LLC (NEW YORK NY)
NY
12/10/1996 - 12/12/2001
ABN AMRO SECURITIES LLC (NEW YORK NY)
NY
11/30/1994 - 10/16/1996
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
04/11/1994 - 08/08/1994
COMMONWEALTH ASSOCIATES (NEW YORK NY)
NY
02/16/1994 - 04/07/1994
SPENCER TRASK SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 03/15/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/2021
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/08/1994
Series 7 - General Securities Representative Examination
BC
Issued 02/15/1994
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
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FINRA
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Nasdaq Stock Market
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