Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Anthony Margiotta is an investment advisor representative for Wells Fargo Clearing Services, LLC, and has been in the financial services industry since May 1988. Michael has experience with various financial firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Financial Services Inc., and Citigroup Global Markets Inc. Michael is currently registered in California and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/15/2025 - Present
Wells Fargo Clearing Services, LLC (BEVERLY HILLS CA)
CA
06/11/2015 - 04/22/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SANTA MONICA CA)
CA
10/24/2008 - 06/22/2015
UBS FINANCIAL SERVICES INC. (CENTURY CITY CA)
CA
12/04/2003 - 11/06/2008
CITIGROUP GLOBAL MARKETS INC. (LOS ANGELES CA)
NY
01/17/2003 - 12/18/2003
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NJ
12/05/2000 - 01/17/2003
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
06/22/1998 - 12/19/2000
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NJ
11/24/1993 - 06/29/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
07/31/1993 - 12/10/1993
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
05/25/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
BOTH
Issued 06/12/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/09/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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