Unclaimed
Michael Anthony Maresca is a financial professional with over 15 years of experience in the industry. Michael is currently registered with Mufg Securities Americas Inc. Michael was previously registered with HSBC Securities (USA) Inc. Michael holds the Series 63, Series 7 and SIE licenses. Michael is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/10/2018 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
06/07/2007 - 08/11/2017
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
BC
Issued 06/16/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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