Unclaimed
Michael Anthony King is a financial advisor with St. Bernard Financial Services, Inc. based in Williamstown, KY. Michael has been in the industry since 1990. Michael has a Series 6, Series 7, and Series 63 license and specializes in securities, mutual funds, and variable annuities. Michael is registered with FINRA and the state of Kentucky.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
KY
09/30/2019 - Present
ST. Bernard Financial Services, Inc. (Williamstown KY)
KY
01/03/2012 - 10/07/2019
CETERA ADVISORS LLC (CRITTENDON KY)
KY
08/02/2010 - 12/23/2011
LINCOLN FINANCIAL SECURITIES CORPORATION (CRITTENDEN KY)
KY
03/29/2007 - 07/01/2010
DALTON STRATEGIC INVESTMENT SERVICES INC. (WILLIAMSTOWN KY)
KY
09/22/2003 - 03/14/2007
DALTON STRATEGIC INVESTMENT SERVICES INC. (WILLIAMSTOWN KY)
IL
06/26/2003 - 07/31/2003
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
AL
10/13/1999 - 06/13/2003
PROEQUITIES, INC. (BIRMINGHAM AL)
TX
06/01/1998 - 05/26/1999
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
GA
07/21/1997 - 06/08/1998
FSC SECURITIES CORPORATION (ATLANTA GA)
AL
01/21/1995 - 07/22/1997
PROEQUITIES, INC. (BIRMINGHAM AL)
OH
08/24/1989 - 10/13/1994
THE O.N. EQUITY SALES COMPANY (CINCINNATI OH)
BC
Issued 08/07/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/1998
Series 7 - General Securities Representative Examination
BC
Issued 08/23/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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