Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Anthony Kincaid is an investment advisor with over 25 years of experience in the financial services industry. Michael has been associated with LPL Financial LLC since September 2008. Michael is registered with the Securities and Exchange Commission (SEC) and holds the Series 7, Series 24, Series 63 and Series 65 licenses. Michael has a broad background in financial services, with prior experience at UBS Financial Services, McDonald Investments, and Key Investments. Michael's practice focuses on financial planning, investment management and consulting services for individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
08/14/2019 - Present
LPL Financial LLC (TEMPE AZ)
OH
02/09/2007 - 09/19/2008
UBS FINANCIAL SERVICES INC. (DAYTON OH)
OH
05/14/1999 - 02/09/2007
MCDONALD INVESTMENTS INC. (DAYTON OH)
OH
04/03/1998 - 05/14/1999
KEY INVESTMENTS INC. (CLEVELAND OH)
IA
Issued 03/30/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/05/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/24/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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