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Michael Anthony Jackson

Loop Capital Markets LLC

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About Michael Anthony Jackson

Michael Anthony Jackson is a financial professional with over 20 years of experience in the industry. Michael has a wide range of experience in various financial institutions, including Goldman, Sachs & Co. and Banc of America Securities LLC. Currently, Michael is a registered representative with Loop Capital Markets LLC. Michael holds several licenses, including Series 7, 24, 55, 63, 87 and 99TO, and has held various principal roles.

Firm Information

Michael Jackson is currently registered with Loop Capital Markets LLC. Loop Capital Markets LLC is a Limited Liability Company formed on June 1, 2004. The firm provides a range of advisory services, including transition management services, equity research services, and security ratings. It serves a variety of client types, including corporations, state or municipal government entities, other investment advisors, and pension plans. The firm is registered with the Securities and Exchange Commission and is licensed to conduct business in all 50 states.

Not reported

Assets Under Management

15

Total Clients

123

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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transition management services/equity research services

Transition management services/equity research services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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other

Negotiated fees for research services

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Michael Jackson’s Registration & Firm History

IL

09/12/2016 - Present

Loop Capital Markets LLC (CHICAGO IL)

NY

04/12/2011 - 08/22/2016

TOPEKA CAPITAL MARKETS INC. (NEW YORK NY)

NY

05/02/2008 - 06/29/2010

GOLDMAN, SACHS & CO. (NEW YORK NY)

NY

11/19/1999 - 02/20/2008

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/30/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/17/2015

Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination

BC

Issued 08/30/2010

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/28/2017

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 08/13/2010

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/11/2008

Series 3 - National Commodity Futures Examination

BC

Issued 11/18/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Michael Anthony Jackson. Review regulatory record here.
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