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Michael Anthony Iavarone

PHX Financial, Inc.

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About Michael Anthony Iavarone

Michael Anthony Iavarone is a financial professional with over 15 years of experience in the securities industry. Michael has a broad background in financial services and has worked with a variety of clients, including individuals, families, and businesses. Michael is currently registered with PHX Financial, Inc. and holds the Series 7, Series 63 and SIE licenses. Michael is also registered in several states, including California, Florida, New York, and Texas.

Firm Information

Michael Iavarone is currently registered with PHX Financial, Inc.. PHX Financial, Inc. is a Corporation formed in December 2006. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 3 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

65

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Iavarone’s Registration & Firm History

NY

12/14/2015 - Present

PHX Financial, Inc. (Hauppauge NY)

NY

10/16/2014 - 12/07/2015

ROCKWELL GLOBAL CAPITAL LLC (MELVILLE NY)

NY

12/10/1997 - 11/21/2000

JOSEPH DILLON & COMPANY INC. (GREAT NECK NY)

NY

01/20/1997 - 11/20/1997

MAIDSTONE FINANCIAL, INC. (NEW YORK NY)

TX

07/24/1996 - 12/31/1996

LLOYD WADE SECURITIES INC. (DALLAS TX)

NY

08/30/1993 - 07/02/1996

A. R. BARON & CO., INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/30/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/15/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Michael Anthony Iavarone. Review regulatory record here.
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