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Michael Anthony Holt

D.e. Shaw Securities, LLC

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About Michael Anthony Holt

Michael Anthony Holt is a financial advisor currently registered with D.e. Shaw Securities, LLC. He is registered in 52 states and territories. Michael has over 20 years of experience in the financial services industry and holds the Series 7, Series 63, and Series 65 licenses as well as the SIE Exam. Previously, Michael worked with APOLLO GLOBAL SECURITIES, LLC, ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC, PINEBRIDGE SECURITIES LLC, PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP, INVESCO SERVICES, INC., and INVESCO DISTRIBUTORS, INC.

Firm Information

Michael Holt is currently registered with D.e. Shaw Securities, LLC. D.e. Shaw Securities, LLC is a Limited Liability Company formed on November 13, 2000. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. D.e. Shaw Securities has been approved for registration by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

Not reported

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Holt’s Registration & Firm History

NY

10/28/2019 - Present

D.e. Shaw Securities, LLC (NEW YORK NY)

NY

07/25/2013 - 05/10/2019

APOLLO GLOBAL SECURITIES, LLC (NEW YORK NY)

NY

05/10/2013 - 07/16/2013

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)

NY

05/12/2006 - 05/16/2012

PINEBRIDGE SECURITIES LLC (NEW YORK NY)

MA

11/15/2002 - 10/04/2004

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)

GA

01/01/1999 - 12/04/2000

INVESCO SERVICES, INC. (ATLANTA GA)

TX

02/05/1998 - 01/01/1999

INVESCO DISTRIBUTORS, INC. (HOUSTON TX)

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Licenses & Designations

IA

Issued 05/23/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/24/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/04/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Anthony Holt.
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