Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Herrero is a financial professional with over 20 years of experience in the industry. Michael is currently registered with Canaccord Genuity LLC. Michael has held previous roles at CANACCORD GENUITY SECURITIES LLC and J.P. MORGAN SECURITIES INC. Michael holds licenses including Series 4, 7, 55, 57TO, 63 and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/26/2012 - Present
Canaccord Genuity LLC (NEW YORK NY)
NY
07/15/1999 - 09/27/2012
CANACCORD GENUITY SECURITIES LLC (NEW YORK NY)
NY
11/05/1998 - 07/26/1999
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 11/25/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/15/1999
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/04/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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