Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Anthony Guizzetti is a registered representative with Thrivent Investment Management Inc. and is actively registered as a broker and investment advisor in Washington and Wisconsin. Michael has been in the financial services industry since April 18, 2006 and holds a Series 6, 7, 24, 52, 53 and 63 license, as well as a Series 4 license. Michael previously worked for Charles Schwab & Co., Inc. in Phoenix, AZ and Vanguard Marketing Corporation in Scottsdale, AZ.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WI
07/31/2014 - Present
Thrivent Investment Management Inc. (APPLETON WI)
AZ
11/15/2010 - 12/17/2010
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
AZ
06/24/2005 - 10/19/2010
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BC
Issued 12/03/2013
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/30/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/04/2018
Series 4 - Registered Options Principal Examination
BC
Issued 01/05/2017
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/03/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2015
Series 52 - Municipal Securities Representative Examination
BC
Issued 07/30/2014
Series 7 - General Securities Representative Examination
BC
Issued 11/26/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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