Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Anthony Grisaffi is a financial advisor with Wells Fargo Clearing Services, LLC. Michael Anthony Grisaffi has been working in the financial industry since August 24, 2002. Michael Anthony Grisaffi has a total of 6 state registrations, 1 FINRA registration, 1 IA state registration, and a Series 66, Series 7, and Series 31 license. Prior to working with Wells Fargo Clearing Services, LLC, Michael Anthony Grisaffi worked for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, BBVA SECURITIES INC., BBVA COMPASS INVESTMENT SOLUTIONS, INC, GUARANTY BROKERAGE SERVICES, INC., RAYMOND JAMES & ASSOCIATES, INC., A. G. EDWARDS & SONS, INC., LINCOLN FINANCIAL ADVISORS CORPORATION, THE LINCOLN NATIONAL LIFE INSURANCE COMPANY, and MORGAN STANLEY DW INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
04/10/2017 - Present
Wells Fargo Clearing Services, LLC (HOUSTON TX)
TX
04/08/2015 - 04/04/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)
TX
05/16/2013 - 04/08/2015
BBVA SECURITIES INC. (RICHMOND TX)
TX
02/08/2010 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (SUGARLAND TX)
TX
01/13/2006 - 12/23/2009
GUARANTY BROKERAGE SERVICES, INC. (SUGAR LAND TX)
FL
03/02/2005 - 08/12/2005
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
MO
07/24/2003 - 09/13/2004
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
IN
02/24/2003 - 05/08/2003
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
02/24/2003 - 05/08/2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NY
05/04/2001 - 01/14/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 05/17/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 05/03/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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