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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Giacone is a financial advisor with UBS Financial Services Inc., located in New York City, NY. Michael has been in the financial services industry since 1987. He holds a Series 7, Series 3, Series 9, Series 10, and Series 63 license. Michael provides financial planning, portfolio management, and other financial services to individuals, businesses, and institutions. He also specializes in insurance companies, charitable organizations, high-net-worth individuals, and pension and profit-sharing plans. Prior to UBS, Michael was with MORGAN STANLEY & CO. INCORPORATED and MORGAN STANLEY DW INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
01/09/2009 - Present
UBS Financial Services Inc. (New York City NY)
NY
04/02/2007 - 01/13/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
03/14/1988 - 04/02/2007
MORGAN STANLEY DW INC. (NEW YORK NY)
NA
06/18/1987 - 03/18/1988
J. B. HANAUER & CO.
BC
Issued 06/18/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/14/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/1991
Series 3 - National Commodity Futures Examination
BC
Issued 05/16/1987
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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