Unclaimed
Michael Anthony Garcia is a financial professional with PFS Investments Inc. based in Cumming, GA. Michael has been in the industry since May 20, 2019 and holds Series 63, Series 6TO, Series 26 and SIE licenses. Michael is registered to conduct business in Alabama, Florida, and Georgia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
GA
05/21/2019 - Present
PFS Investments Inc. (CUMMING GA)
BC
Issued 10/10/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/02/2021
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 05/20/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/06/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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